Certified Dealer List

April 1, 2022 with changes made April 21, 2022



Following is the list of CERTIFIED DEALERS for the quarter beginning April 1, 2022 through June 30, 2022. THIS LIST SUPERSEDES THE LIST DATED January 1, 2022 and includes changes as of the April 21, 2022 Council meeting.

Transactions involving authorized deposits or investments of public funds may be conducted only through ISSUERS of securities authorized by Section 51-7-11(3), QUALIFIED DEPOSITORIES (refer to current list), Certified Investment Advisers (See List), or CERTIFIED AGENTS OF DEALERS included in this list. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3). All securities purchased from a certified dealer are required to be delivered to the public treasurer or to the treasurer's safekeeping bank.

The following are the changes from the list dated January 1, 2022 and is updated as of April 21, with changes. Agent and Firm Additions: :As of April 21 DA Davidson is new on the list with one agent. Additions: None. Deletions: RBC Capital Markets has deleted Stephen Manning as of April 21, 2022 **   Name changes, mergers, etc:  None.  Please check your broker to make sure they are still on the list.

Broker-dealers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-16. Inclusion in the list of certified dealers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.

Barclays Capital Inc. Peter Bjurstein
BMO Capital Markets Corp Brock Griffin
Shawn Oxenham
William Pilsbury
*DA Davidson & Co *Marcus Nield
InspereX William H Money III
Traci Salinas
Moreton Capital Markets, LLC Benjamin Byington
Larry Lundberg
Ryan Stoker
Raymond James and Associates, Inc. Amy Iannella
Mark McKinnon
RBC Capital Markets, LLC

Eric Ajlouny
William L Burton
Scott Chappell
John Hallgren
Quinn Jensen
John Menefee
Paul Schulte
Michael Roskopf

Robert W Baird & Co Inc Zachary Harris
Wesley M Sullivan
Kathleen Werlein
Stifel Nicolaus & Co Inc John Crandall
Susan Gardner
Wells Fargo Securities, LLC. Jonathan Cancilla
Doug Chin
Thomas Degenaars
Thomas Hedges
Brandon Hodge
Sarah Taylor
Tyler Tayrien
Zions Bank Capital Markets Blake Bihm
Jacqueline Davies
Neil Decker
Karen Keeley
Brad Mayeda
Malivanh Majee
Wanda Pounders
Daniel Ricks
Ty Roberts
Teresa Yancey
Zions Direct, Inc. Jacqueline Davies
Neil Decker
Karen Keeley
Brad Mayeda
Daniel Ricks
Ty Roberts

*New as of this list.