Certified Dealer List

April 1, 2021 Amended 4/15/21



Following is the list of CERTIFIED DEALERS for the quarter beginning April 1, 2021 through June 30, 2021. THIS LIST SUPERSEDES THE LIST DATED January 1, 2021.

Transactions involving authorized deposits or investments of public funds may be conducted only through ISSUERS of securities authorized by Section 51-7-11(3), QUALIFIED DEPOSITORIES (refer to current list), Certified Investment Advisers (See List), or CERTIFIED AGENTS OF DEALERS included in this list. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3). All securities purchased from a certified dealer are required to be delivered to the public treasurer or to the treasurer's safekeeping bank.

The following are the changes from the list dated January 1, 2021. Deletions: As of 4/15/21 Robert W Baird & Co Inc., and all agents are deleted. Additions:   None.    Name changes, mergers, etc:  None.  Please check your broker to make sure they are still on the list.

Broker-dealers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-16. Inclusion in the list of certified dealers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.

Barclays Capital Inc. Peter Bjurstein
BMO Capital Markets Corp. William Pilsbury
Brock Griffin
Shawn Oxenham
DA Davidson & Co. Marcus Nield

Incapital LLC

Vicki Meyer
William H Money
Traci L Salinas
Joseph D Wieske

Moreton Capital Markets, LLC Benjamin Byington
Larry Lundberg
Ryan Stoker
Raymond James and Associates, Inc. Amy Iannella
Mark McKinnon
RBC Capital Markets, LLC

Eric Ajlouny
Scott Chappell
John Hallgren
Stephen Manning
John Menefee
Paul Schulte
Michael Roskopf

Stifel Nicolaus & Co Inc John Crandall
Susan Gardner
TD Securities (USA) LLC

Shawn Conlin
Michael Kahn
Megan Kessleman
Jake Levine
Chanel Vicini
Michael Watt

Wells Fargo Securities, LLC. Scott Andrews
Jonathan Cancilla
Doug Chin
Michael Deep
Thomas Degenaars
Even Faucher
Thomas Hedges
Brandon Hodge
Andrew Paul
Daniel F. Quigley
Mark Sagin
Jonathan Stutts
Sarah Taylor
Tyler Tayrien
Zions Bank Capital Markets Blake Bihm
Jacqueline Davies
Neil Decker
Karen Keeley
Brad Mayeda
Malivanh Majee
Wanda Pounders
Daniel Ricks
Ty Roberts
Teresa Yancey
Zions Direct, Inc. Jacqueline Davies
Neil Decker
Karen Keeley
Brad Mayeda
Daniel Ricks
Ty Roberts

*New as of this list.