Certified Dealer List

April 1, 2025

TO: PUBLIC TREASURERS

SUBJECT: CERTIFIED DEALERS

Following is the list of CERTIFIED DEALERS for the quarter beginning April 1, 2025 through June 30, 2025. THIS LIST SUPERSEDES THE LIST DATED January 1, 2025.

Transactions involving authorized deposits or investments of public funds may be conducted only through ISSUERS of securities authorized by Section 51-7-11(3), QUALIFIED DEPOSITORIES (refer to current list), Certified Investment Advisers (See List), or CERTIFIED AGENTS OF DEALERS included in this list. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3). All securities purchased from a certified dealer are required to be delivered to the public treasurer or to the treasurer's safekeeping bank.

The following are the changes from the list dated January 1, 2025. Agent and Firm Deletions: None. Additions: Barclays Capital Inc., is new on the list with one agent, Robert D. Butman.** All new additions are noted on the list below with a "*" notation. Name changes, mergers, etc: None. Please check your broker to make sure they are still on the list.

Broker-dealers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-16. Inclusion in the list of certified dealers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.

BROKER AGENTS
Ameriprise Financial Services LLC Bradley T Miller
Bruce Wingrove
Bank of Montreal, Chicago Branch Anthony Pham
*Barclays Capital Inc *Robert D Butman
DA Davidson & Co Marcus Nield
Daiwa Capital Markets America John Lomond
Andres Tamayo
Deutsche Bank Securities Inc Jennifer Gray
Michael Fisher
Paul Miller
Janney Montgomery Scott LLC Brian J Delany
Loop Capital Markets William H Money III
Moreton Capital Markets, LLC Benjamin Byington
Larry Lundberg
Cory McKendrick
Ryan Stoker
Morgan Stanley & Co LLC Russell Kwok
Raymond James and Associates, Inc Amy Iannella
Mark McKinnon
TD Securities (USA) LLC Charles Del Grosso
Michael Kahn
RBC Capital Markets, LLC Eric Ajlouny
William L Burton
Scott Chappell
John Hallgren
Quinn Jensen
John Menefee
Paul Schulte
Michael Roskopf
Stifel Nicolaus & Co Inc Dewey Anderson
Irving Vincent Boberski III
John Crandall
Wells Fargo Securities, LLC. Scott Andrews
Michael Deep
Evan Faucher
Brandon Hodge
Gregory McMahon
Jonatha Stutts
Sarah Taylor
David Vlacich
Zions Bank Capital Markets Jacqueline Davies
Jared Jess
Brad Mayeda
Daniel Ricks
Ty Roberts
Jocelyn Sudweeks
Christopher VanDam
Zions Direct, Inc. Jacqueline Davies
Jared Jess
Brad Mayeda
Daniel Ricks
Ty Roberts
Jocelyn Sudweeks
Christopher Van Dam

*New as of this list.