Certified Dealer List

January 1, 2023

TO: PUBLIC TREASURERS

SUBJECT: CERTIFIED DEALERS

Following is the list of CERTIFIED DEALERS for the quarter beginning January 1, 2023 through March 31, 2023. THIS LIST SUPERSEDES THE LIST DATED October 1, 2022.

Transactions involving authorized deposits or investments of public funds may be conducted only through ISSUERS of securities authorized by Section 51-7-11(3), QUALIFIED DEPOSITORIES (refer to current list), Certified Investment Advisers (See List), or CERTIFIED AGENTS OF DEALERS included in this list. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3). All securities purchased from a certified dealer are required to be delivered to the public treasurer or to the treasurer's safekeeping bank.

The following are the changes from the list dated October 1, 2022. Agent and Firm Deletions: : As of 10/20/22 Zions Bank Capital Markets & Zions Direct Inc deleted Neil Decker.** Additions: Wells Fargo Securities added 5 new agents in October, this list was updated to add them, they are: Scott Andrews; Evan Faucher; Gregory McMahon; Daniel Quigley; and David Valacich, check the list below for agents.    Name changes, mergers, etc:  None.  Please check your broker to make sure they are still on the list.

Broker-dealers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-16. Inclusion in the list of certified dealers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.

BROKER AGENTS
Barclays Capital Inc. Peter Bjurstein
DA Davidson & Co Marcus Nield
InspereX William H Money III
Traci Salinas
Moreton Capital Markets, LLC Benjamin Byington
Larry Lundberg
Cory McKendrick
Ryan Stoker
Raymond James and Associates, Inc. Amy Iannella
Mark McKinnon
RBC Capital Markets, LLC

Eric Ajlouny
William L Burton
Scott Chappell
John Hallgren
Quinn Jensen
John Menefee
Paul Schulte
Michael Roskopf

Stifel Nicolaus & Co Inc Dewey Anderson
John Crandall
Jon Walker
Wells Fargo Securities, LLC. *Scott Andrews
Jonathan Cancilla
Thomas Degenaars
*Evan Faucher
Brandon Hodge
*Gregory McMahon
*Daniel F Quigley
Sarah Taylor
Tyler Tayrien
*David Vlacich
Zions Bank Capital Markets Jacqueline Davies
Brad Mayeda
Daniel Ricks
Ty Roberts
Zions Direct, Inc. Jacqueline Davies
Brad Mayeda
Daniel Ricks
Ty Roberts

*New as of this list.