Certified Dealer List

January 1, 2020** updated 2/27/20



Following is the list of CERTIFIED DEALERS for the quarter beginning January 1, 2020 through March 31, 2020. THIS LIST SUPERSEDES THE LIST DATED October 1,2019.

Transactions involving authorized deposits or investments of public funds may be conducted only through ISSUERS of securities authorized by Section 51-7-11(3), QUALIFIED DEPOSITORIES (refer to current list), Certified Investment Advisers (See List), or CERTIFIED AGENTS OF DEALERS included in this list. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3). All securities purchased from a certified dealer are required to be delivered to the public treasurer or to the treasurer's safekeeping bank.

The following are the changes from the list dated October 1, 2019 updated 32/27/20. Deletions:  George K. Baum & Co. and all agents are deleted.  Additions:  Stiefel, Nicolaus & Co., Inc has added one agent, Susan Gardner.As of 2/27/20, Moreton Capital Markets LLC has deleted Dawn Dachenhausen, Jordan Jansen, Andrew Robbings, Benjamin Sehy and Jason Williams.  Name changes, mergers, etc: None. Please check your broker to make sure they are still on the list.

Broker-dealers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-16. Inclusion in the list of certified dealers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.

Ameriprise Financial Services, Inc. Rex Baxter
Alex Handcock
Darren Handley
Todd Handley
Ronald Mason
Daniel S Nelson
Thomas Nielson
Bruce Wingrove
Barclays Capital Inc. Peter Bjurstein
BMO Capital Markets Corp. William Pilsbury
Brock Griffin
Shawn Oxenham
Brean Capital,LLC Traci Salinas
William H Money III
DA Davidson & Co. Marcus Nield
Incapital LLC Dwight C Canfield
Vicki Meyer
Chad Nicolson
Joseph D Wieske
LPL Financial LLC Craig P. Adams
Moreton Capital Markets, LLC Benjamin Byington
Larry Lundberg
Ryan Stoker
Raymond James and Associates, Inc. Deborah A. Balestrieri
Randy Church
Amy Iannella
Mark McKinnon
RBC Capital Markets, LLC Eric Ajlouny
Scott Chappell
Susan Haas
John Hallgren
Tom Meagher
John Menefee
Brent Peterson
Michael Roskopf
Sam Vetas
Robert W Baird & Co., Inc. Cathleen Gillies
Zachary Harris
Wesley M. Sullivan
Scott C. Ulbrich
Stifel Nicolaus & Co Inc Steve Strong
*Susan Gardner
UBS Financial Services Inc. Barry B Bowen
John Doke
Michael Meyers
Wells Fargo Securities, LLC. Scott Andrews
William Burton
Jonathan Cancilla
Doug Chin
Bryan Colton
Michael Deep
Thomas Degenaars
Even Faucher
Thomas Hedges
Brandon Hodge
Andrew Paul
Daniel F. Quigley
Mark Sagin
Jonathan Stutts
Sarah Taylor
Tyler Tayrien
Zions Bank Capital Markets Jonathan Bacon
Blake Bihm
Jacqueline Davies
Neil Decker
Kamron Jensen
Karen Keeley
Brad Mayeda
Malivanh Majee
Wanda Pounders
Daniel Ricks
Ty Roberts
Kathy Sullivan
*Teresa Yancey
Zions Direct, Inc. Jonathan Bacon
Jacqueline Davies
Neil Decker
Kamron Jensen
Karen Keeley
Brad Mayeda
Daniel Ricks
Ty Roberts
Kathy Sullivan

*New as of this list.