Certified Investment Advisor List

April 1, 2024  (Updated 4/15/24)

To: Public Treasurers

Subject: Certified Investment Advisers

Following is the list of Certified Investment Advisers for the quarter beginning April 1, 2024 through June 30, 2024. This list supersedes the list dated January 1, 2024.

Transactions involving authorized deposits or investments of public funds may be conducted only through issuers of securities authorized by Section 51-7-11(3), qualified depositories (refer to current list), certified agents of dealers (see list), or the Certified Investment Advisers included in this list. Certified Investment Advisers may now use their own list of brokers to purchase investments for public entity accounts. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3).

The following are changes from the list dated January 1, 2024. Name Changes: None. Additions: Meeder Public Funds Inc., has added Tonya L Dazzio, Riley J Littlefield & Richard L Phillips. Added 4/15/24: Raymond James & Associates, Inc with one agent Stan J Goodell.  Deletions: FHN Financial Main Street Advisors, LLC and all agents are deleted. PFM Asset Management has deleted Christopher Blackwood, Matt Smith & Benjamin Sapora. The new additions are noted on the list below with an "*".

All securities purchased through a certified investment adviser are still required to be delivered to the public treasurer or to the treasurer's safekeeping bank.

Advisers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-15. Inclusion in the list of certified investment advisers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.

Advisory Firm Investment Representatives
Alliance Bernstein LP Cameron Cole
Mary Conroy
Bradley T Gadomski
R Tyler Gatherum
Herbert W Moloney
Joshua Moreland
Edward C O'Conner
Darreld R Turner II
Jonathan Underkofler
Chandler Asset Management Inc Jayson Schmitt
Meeder Public Funds IncGregory Balls
John Jason Click
*Tonya L Dazzio
*Riley J Littlefield
*Richard L Phillips
Nick Vaccari
Benjamin (Ben) Sehy
Moreton Asset Management, LLC Jordan C Hansen
Andrew J Robbins
Daniel V Rusk
Jason M Williams
PFM Asset Management Joan Evans
Stefani VonHoltum-Niesent
Lukas Schneider
Peterson Wealth Services, IncBilly Peterson
Cade Peterson
Shaun Peterson
Margaret Pig
*Raymond James & Assoc., Inc. *Stan J Goodell
Soltis Investment Advisors, LLC Kim D Anderson
Cabe Atkinson
Tyler J Finlinson
Christie N Krompel
Brent D Moore
Clark V Taylor
William W Wallace
Tyler K Wilkinson
Shawn S Woods
Wells Fargo Clearing Services LLC Christopher Ahearn
Daniel H Payne
Timothy Payne
Christopher Soutas
Zions Capital Advisors
Blake Bihm
Scott R Burnett
Peter Kelson
Bruce Snow

*New as of this list.