October 1, 2021 With changes as of 10/21/21
To: Public Treasurers
Subject: Certified Investment Advisers
Following is the list of Certified Investment Advisers for the quarter beginning October 1, 2021 through December 31, 2021 with changes as of the October 21, 2021 Council meeting as noted. This list with October 21, 2021 changes, supersedes the list dated July 1, 2021.
Transactions involving authorized deposits or investments of public funds may be conducted only through issuers of securities authorized by Section 51-7-11(3), qualified depositories (refer to current list), certified agents of dealers (see list), or the Certified Investment Advisers included in this list. Certified Investment Advisers may now use their own list of brokers to purchase investments for public entity accounts. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3).
The following are changes from the list dated July 1, 2021 with additions as of October 21, 2021. Name Changes: None. Additions: Chandler Asset Management Inc., is new as of 10/21/21 with two agents: Jayson Schmitt and Christopher McCarry. Morton Asset Management has added Marcus A. Nield as of 10/21/21. Deletions: None.
All securities purchased through a certified investment adviser are still required to be delivered to the public treasurer or to the treasurer's safekeeping bank.
Advisers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-15. Inclusion in the list of certified investment advisers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.
|Advisory Firm||Investment Representatives|
|Alliance Bernstein LP||Timothy T Brown Jr
Edward C O'Conner
Jonathan M Fung
Lauren A Jones
Darreld E Turner II
Walker T Williams
|*Chandler Asset Management Inc||*Jayson Schmitt
|FTN Financial Main Street Advisors||Gregory Balls
Richard L. Phillips
|Moreton Asset Management, LLC||Jordan C. Hansen
*Marcus A Nield
Andrew J Robbins
Ben R Sehy
Jason M Williams
|PFM Asset Management||Christopher Blackwood
|Peterson Wealth Services, Inc||Billy Peterson
|Soltis Investment Advisors, LLC||Kim D. Anderson
Tyler J Finlinson
Christie N Krompel
Brent D Moore
Clark V Taylor
William W Wallace
Tyler K Wilkinson
Shawn S Woods
|Wells Fargo Clearing Services LLC||Matthew Hufford
Daniel H Payne
|Zions Capital Advisors||Scott R Burnett
John R Byerly Jr
*New as of this list.