January 1, 2023
To: Public Treasurers
Subject: Certified Investment Advisers
Following is the list of Certified Investment Advisers for the quarter beginning January 1, 2023 through March 31, 2023. This list supersedes the list dated October 1, 2022.
Transactions involving authorized deposits or investments of public funds may be conducted only through issuers of securities authorized by Section 51-7-11(3), qualified depositories (refer to current list), certified agents of dealers (see list), or the Certified Investment Advisers included in this list. Certified Investment Advisers may now use their own list of brokers to purchase investments for public entity accounts. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3).
The following are changes from the list dated October 1, 2022. Name Changes: None. Additions: None. Deletions: Zions Capital Advisors has added Blake Bihm.
All securities purchased through a certified investment adviser are still required to be delivered to the public treasurer or to the treasurer's safekeeping bank.
Advisers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-15. Inclusion in the list of certified investment advisers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.
|Advisory Firm||Investment Representatives|
|Alliance Bernstein LP||Cameron Cole
R. Tyler Gatherum
Herbert W Moloney
Edward C O'Conner
Darreld E Turner II
|Chandler Asset Management Inc||Jayson Schmitt
||FHN Financial Main Street Advisors||Gregory Balls
Richard L Phillips
|Meeder Public Funds Inc||John Jason Click
Benjamin (Ben) Shey
|Moreton Asset Management, LLC||Jordan C Hansen
Andrew J Robbins
Daniel V Rusk
Jason M Williams
|PFM Asset Management||Christopher Blackwood
|Peterson Wealth Services, Inc||Billy Peterson
|Soltis Investment Advisors, LLC||Kim D. Anderson
Tyler J Finlinson
Christie N Krompel
Brent D Moore
Clark V Taylor
William W Wallace
Tyler K Wilkinson
Shawn S Woods
|Wells Fargo Clearing Services LLC||Christopher Ahearn
Daniel H Payne
|Zions Capital Advisors||
Scott R Burnett
*New as of this list.