April 1, 2023
To: Public Treasurers
Subject: Certified Investment Advisers
Following is the list of Certified Investment Advisers for the quarter beginning April 1, 2023 through June 30, 2023. This list supersedes the list dated January 1, 2023.
Transactions involving authorized deposits or investments of public funds may be conducted only through issuers of securities authorized by Section 51-7-11(3), qualified depositories (refer to current list), certified agents of dealers (see list), or the Certified Investment Advisers included in this list. Certified Investment Advisers may now use their own list of brokers to purchase investments for public entity accounts. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3).
The following are changes from the list dated January 1, 2023. Name Changes: None. Additions: None. Deletions: None.
All securities purchased through a certified investment adviser are still required to be delivered to the public treasurer or to the treasurer's safekeeping bank.
Advisers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-15. Inclusion in the list of certified investment advisers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.
| Advisory Firm | Investment Representatives | |
|---|---|---|
| Alliance Bernstein LP | Cameron Cole Mary Conroy R Tyler Gatherum Herbert W Moloney Joshua Moreland Edward C O'Conner Robert Statton Darreld E Turner II Jonathan Underkofler |
|
| Chandler Asset Management Inc | Jayson Schmitt |
FHN Financial Main Street Advisors | Gregory Balls Richard L Phillips |
| Meeder Public Funds Inc | John Jason Click Nick Vaccari Benjamin (Ben) Shey |
|
| Moreton Asset Management, LLC | Jordan C Hansen Andrew J Robbins Daniel V Rusk Jason M Williams |
|
| PFM Asset Management | Christopher Blackwood Stefani VonHoltum-Niesent Benjamin Sapora Lukas Schneider Matt Smith |
|
| Peterson Wealth Services, Inc | Billy Peterson Shaun Peterson Margaret Pig |
Soltis Investment Advisors, LLC | Kim D Anderson Cabe Atkinson Tyler J Finlinson Christie N Krompel Brent D Moore Clark V Taylor William W Wallace Tyler K Wilkinson Shawn S Woods |
| Wells Fargo Clearing Services LLC | Christopher Ahearn Daniel H Payne Timothy Payne Christopher Soutas |
|
| Zions Capital Advisors | Blake Bihm Scott R Burnett Peter Kelson Bruce Snow |
*New as of this list.