Certified Investment Advisor List

July 1, 2026

To: Public Treasurers

Subject:  Certified Investment Advisers                                                                                                                   Page 1 of 3

Following is the list of CERTIFIED INVESTMENT ADVISORS for the quarter beginning July 1, 2026 through September 30, 2026. THIS LIST SUPERSEDES THE LIST DATED April 1, 2026.

Transactions involving authorized deposits or investments of public funds may be conducted only through issuers of securities authorized by Section 51-7-11(3), qualified depositories (refer to current list), certified agents of dealers (see list), or the Certified Investment Advisers included in this list.  Certified Investment Advisers may now use their own list of brokers to purchase investments for public entity accounts.  Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3).

The following are changes from the list dated June 11, 2025. Name Changes: None. Deletions and Additions: 10 advisors and 1 firm were removed from the list. New additions are noted on the list below with an “*” notation, please check to make sure that your agent is still on the list.

All securities purchased through a certified investment adviser are still required to be delivered to the public treasurer or to the treasurer's safekeeping bank.

Advisers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-15. Inclusion in the list of certified investment advisers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.