Certified Investment Advisor List





January 1, 2024

To: Public Treasurers

Subject: Certified Investment Advisers

Following is the list of Certified Investment Advisers for the quarter beginning January 1, 2024 through March 31, 2024. This list supersedes the list dated October 1, 2023.

Transactions involving authorized deposits or investments of public funds may be conducted only through issuers of securities authorized by Section 51-7-11(3), qualified depositories (refer to current list), certified agents of dealers (see list), or the Certified Investment Advisers included in this list. Certified Investment Advisers may now use their own list of brokers to purchase investments for public entity accounts. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3).

The following are changes from the list dated October 1, 2023. Name Changes: None. Additions: Meeder Public Funds Inc., has added Gregory Balls.   Deletions: FHN Financial Main Street Advisors, LLC ;has deleted Gregory Balls. The new additions are noted on the list below with an "*".

All securities purchased through a certified investment adviser are still required to be delivered to the public treasurer or to the treasurer's safekeeping bank.

Advisers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-15. Inclusion in the list of certified investment advisers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.

Advisory Firm Investment Representatives
Alliance Bernstein LP Cameron Cole
Mary Conroy
Bradley T Gadomski
R Tyler Gatherum
Herbert W Moloney
Joshua Moreland
Edward C O'Conner
Darreld R Turner II
Jonathan Underkofler
Chandler Asset Management Inc Jayson Schmitt
FHN Financial Main Street Advisors Tonya L Dazzio
Riley J Littlefield
Richard L Phillips
Meeder Public Funds Inc*Gregory Balls
John Jason Click
Nick Vaccari
Benjamin (Ben) Shey
Moreton Asset Management, LLC Jordan C Hansen
Andrew J Robbins
Daniel V Rusk
Jason M Williams
PFM Asset Management Christopher Blackwood
Joan Evans
Stefani VonHoltum-Niesent
Benjamin Sapora
Lukas Schneider
Matt Smith
Peterson Wealth Services, IncBilly Peterson
Cade Peterson
Shaun Peterson
Margaret Pig
Soltis Investment Advisors, LLC Kim D Anderson
Cabe Atkinson
Tyler J Finlinson
Christie N Krompel
Brent D Moore
Clark V Taylor
William W Wallace
Tyler K Wilkinson
Shawn S Woods
Wells Fargo Clearing Services LLC Christopher Ahearn
Daniel H Payne
Timothy Payne
Christopher Soutas
Zions Capital Advisors
Blake Bihm
Scott R Burnett
Peter Kelson
Bruce Snow
 

*New as of this list.